Job Description

Fluent Financial is seeking an experienced Assistant Portfolio Manager / Trader with Series 7 licensing.

Progress toward CFA designation preferred.

Salary Range: 70K-85K

This position is responsible for:

Portfolio Management & Investment Strategy

• Design, implement, and maintain customized investment portfolios aligned with client objectives.
• Advise financial advisors on optimal investment strategies tailored to client needs.
• Provide the CEO with investment recommendations and market insights for client meetings.
• Monitor and execute portfolio rebalancing per Firm policy and risk parameters.
• Track and measure portfolio performance against relevant benchmarks.
• Analyze and document market performance rationale to support investment decisions.

Trading & Risk Management

• Execute trades in accordance with Firm policy, ensuring accuracy and compliance.
• Monitor accounts for excess cash and allocate efficiently.
• Assess and mitigate risks within Firm portfolios, ensuring adherence to investment guidelines.
• Maintain an exception list for specific client restrictions and ensure compliance with regulatory standards.

Research & Market Analysis

• Conduct research on various investment vehicles and asset classes.
• Stay informed on financial market trends, economic data, and regulatory changes.
• Utilize and assess available investment tools to enhance portfolio performance.
• Provide timely market commentary and insights for internal and client use.

Compliance & Documentation

• Maintain thorough records and notes to support compliance and due diligence efforts.
• Ensure adherence to industry regulations and internal policies.
• Support Senior Portfolio Manager with ad-hoc requests, including performance analysis and reporting.

Professional Development & Industry Engagement

• Attend industry conferences and networking events to stay updated on best practices.
• Collaborate with internal teams to improve investment processes and enhance client outcomes.

Requirements:

• Minimum two years of experience in a similar role
• Series 7 and 66/65 
• Bachelor’s degree in Finance/Economics
• Highly proficient in Microsoft Excel, proficient in the Microsoft Office suite
• Proficiency with CRM software, specifically Redtail
• Proficiency with Schwab and Orion software preferred
• Strong understanding of securities analysis, economics, and trading
• Ability to manage multiple client cases at once
• Must be a self-starter
• Must have excellent organizational, communication, and client relationship skills
• Ability to work independently but also able to function as a contributing team member
• Strong attention to detail and ability to follow through on projects effectively
• Ability to reliably commute to our office in Dallas, TX (75254)

The compensation package is competitive and is based on a reward for performance structure. There are additional accelerators and incentives for high achievement. Salary is commensurate with education and experience. 401(k) Retirement Plan with company match is available (7.5% matching available). Profit sharing is available based on the Firm’s success. Health insurance is available to employees. Employees have paid time off and paid holidays.

Benefit Conditions:

• Waiting period may apply
• Only full-time employees are eligible

Employment Type

Full-time

In Office, location in Dallas, TX 75254

No remote opportunities available.

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