Job Description

Heck Capital is in the process of establishing an office in Scottsdale Arizona and is seeking a qualified Wealth Advisor at the Senior Associate or Director level who will play a key role in our expansion. Heck Capital will develop the office around this position and others.

Heck Capital Advisors, LLC is an independent investment advisory firm with a strong foundation. We have been serving individual and institutional clients with comprehensive investment services from the heart of Wisconsin, where Robert Heck first began the family’s investment legacy in the 1950’s. Heck Capital’s managers and advisors offer small-town values and an exceptional work ethic with competitive investment services for our clients. Client referrals are a testament to our work and have allowed us to cultivate a national reach with over $10 billion of assets under management, consultation, and advisement. High level client service and exceptional work ethic has helped build client relationships in 40 states.

JOB CHARACTERISTICS

• Job Level: Senior Associate or Director, depending on experience
• Type of Position: Full Time
• Exempt
• Anticipated Start Date: 2025

OUR IDEAL CANDIDATE

• You are an experienced advisor with greater than $25 million in portable advisory AUM
• Have an active FINRA Series 65 or 66 license
• Certified Financial Planner (CFP®) or CFA designation (preferred)
• Desire to work in a fee-only advisory environment
• Enjoy working in a collaborative environment that provides in-house investment advisory and planning services
• Demonstrate the highest ethical and professional standards

ESSENTIAL JOB FUNCTIONS

The Wealth Advisor is an integral part of the Wealth Advisory team. The team is responsible for providing financial guidance to families, individuals, and institutions regarding their portfolios and investment strategies. We are seeking a candidate that is highly motivated, has a positive attitude, willing to work in a fast-paced environment, and willing to grow and take on new tasks and assignments.

• Identify and pursue opportunities to grow the client base through networking, referrals, and business development activities.
• Develop personalized financial plans tailored to the unique goals and risk tolerance of clients
• Stay informed on industry trends, financial products, and economic conditions to provide clients with up-to-date insights
• Collaborate with internal teams to enhance service and ensure client needs are met efficiently and effectively
• Conduct portfolio reviews and make recommendations on the markets to optimize performance in line with client objectives
• Monitor and manage clients’ investment portfolios to ensure alignment with their goals and market conditions
• Ensure compliance with all regulatory and ethical standards when providing financial advice to clients

REQUIREMENTS

• Bachelor’s degree in finance, economics, or related field.
• Series 65 examination is required
• Advanced designations, or ability to work toward these designations, such as CFA, CIMA, CIPM preferred.
• Knowledge/familiarity with markets and investments.
• Ensures confidentiality with respect to all information pertaining to clients and potential clients.
• Excellent oral, written, and interpersonal communication skills
• Computer skills: Microsoft Office (especially Excel), Adobe suite of products and the ability to learn and adapt to changes in technology.
• Posses a commitment to professionalism, honesty, and strong work ethic.

BENEFITS

Enjoy peace of mind with comprehensive insurance coverage, including health, dental, vision, short-term and long-term disability. Embrace work-life harmony with generous leave and holiday benefits, including sick leave and paid holidays/vacations. Secure your future with a matching 401K retirement plan and a Health Savings Account (HSA), ensuring financial stability and proactive health management. Enjoy sponsored certifications, health memberships, and a cell phone subsidy to enhance your well-being and job satisfaction.

HOW TO APPLY

Send Resume and Cover Letter to:

Heck Capital Advisors

Email: [email protected] (Attn: Scottsdale Investment Advisor)

PO Box 738

Rhinelander, WI 54501

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